Fintech regulatory
Fintech regulatory
Many companies, whether or not they operate in the Fintech sector, use Fintech tools in their daily operations, rely on innovative self-funding methods such as crowdfunding, or manage payments through neo-banks. Meanwhile, new players are gradually gaining access to a sector that was, until quite recently, run by a select few. This is giving rise to new concepts such as open banking, crowdfunding, and stable coins, with a clear trend towards digitalisation.
In response to these changes, multiple regulations have been passed at the national and European levels with their corresponding adaptations by member states.
Preparing for the upcoming regulations—and there are many in the Fintech sector—is just as important. Companies must be ready to comply with the MiCA regulations, the DLT regulations, the new Securities Market Law, the upcoming digital identity regulations, etc.
Services:
- Legal assistance for the creation and authorisation of regulated entities
- Regulatory legal advice (securities market, AML, consumption, advertising, etc.) for Fintech companies
- Corporate governance and regulatory compliance with clients of financial institutions
- Registration of exchanges and financial custodians with the Bank of Spain
- Supervision, inspection, and sanction procedures
- Representation before regulatory bodies
- Legal assistance with the implementation of national and international financial regulations
- Prudential and solvency regulations, payments and electronic money, etc.
- Support for acquisition operations, acquisition of shares, merger or spin-off of regulated entities
- Analysis of legal entities and corporate structures
- Procedures for modification or extension of activity and delegation of functions
All areas of practice
Domestic and international arbitration
Financial and banking
Fiscal and tax
Bankruptcies and restructuring
Labour and social security
Litigation
Commercial and corporate
Criminal and compliance
Prevention of money laundering
Privacy and data protection
Intellectual property
Public
Fintech regulatory
Technology and digital media
Blog
If you have a moment to spare, you can read about ideas and solutions to your problems here.
Compliance: un aliado para poner límites al tráfico de influencias
En sociedades democráticas como en la que se supone que vivimos, la transparencia, la ética y la integridad deben ser pilares fundamentales, por lo que salvaguardar estas...
La incertidumbre sobre la ‘Golden Visa’. ¿Y ahora qué?
El anuncio del Gobierno español de modificar el artículo 63.2 apartado b) de la Ley 14/2013 de 27 de septiembre, de apoyo a los emprendedores y su internacionalización, por...
Los cuatro métodos de valoración de empresas y los mecanismos de ajuste al precio que debes conocer si quieres cerrar una operación con éxito
En las transacciones mercantiles la valoración de las compañías y los mecanismos de ajuste al precio son elementos esenciales que requieren un análisis detallado y una...
Madrid
+34 91 577 98 19
Málaga
+34 91 577 98 19
Valladolid
+34 983 30 40 15
despacho@aledralegal.com
Menu
Start
The firm
Team
Join our team
Blog
Privacy Policy
Cookie Policy
Legal Notice
Sectors
Associations and foundations
Blockchain
Defence
Sports, culture, and entertainment
Digital economy
Family businesses
Energy and natural resources
Fintech
Infrastructures and industrial sector
Real estate and urban planning
Telecommunications
Venture Capital
AREAS
Domestic and international arbitration
Financial and banking
Fiscal and tax
Bankruptcies and restructuring
Labour and social security
Litigation
Commercial and corporate
Criminal and compliance
Prevention of money laundering and terrorist financing
Privacy and data protection
Intellectual property
Public
Fintech regulatory
Technology and digital media